Sebi

SEBI has a wide range of responsibilities, including:

• Regulating Securities Markets: SEBI regulates both the primary and secondary markets in India. It formulates policies and regulations to govern various market participants such as stock exchanges, brokers, merchant bankers, and other intermediaries.


• Protecting Investor Interests: SEBI aims to ensure fair and transparent dealings in the securities market. It takes measures to protect the interests of investors and to prevent fraudulent and unfair trade practices.


• Promoting Investor Education and Awareness: SEBI works towards educating investors about the securities market. It aims to enhance investor awareness so that they can make informed investment decisions.


• Regulating Intermediaries: SEBI regulates various intermediaries in the securities market, including stockbrokers, sub-brokers, registrars, merchant bankers, and others. It lays down the code of conduct for these intermediaries and takes action against any malpractices.


• Regulating Mutual Funds and FIIs: SEBI regulates mutual funds and foreign institutional investors (FIIs) to ensure their compliance with regulations and to safeguard the interests of investors.


• Monitoring Insider Trading: SEBI monitors and regulates insider trading in securities to prevent unfair practices and protect the interests of investors.


• Regulating Takeovers and Mergers: SEBI has the authority to regulate takeovers and mergers of companies to ensure that such activities are conducted in a fair and transparent manner.

SEBI plays a crucial role in maintaining the integrity and efficiency of the Indian securities market, and its regulations have a significant impact on the functioning of the financial system in the country.