(Translated by https://www.hiragana.jp/)
yushitai 御史臺, duchayuan 都察院 (www.chinaknowledge.de)
ChinaKnowledge.de -
An Encyclopaedia on Chinese History, Literature and Art

yushitai だい or duchayuan 察院, the Censorate

Mar 11, 2012 © Ulrich Theobald

The yushi dafu 大夫たいふ, translated as Censor-in-chief, was the highest-ranking state official supervising and controlling the officialdom of the empire. During the early decades of the empire the office of Censor-in-chief was only second to the Counsellor-in-chief (chengxiang 丞相じょうしょう) but gradually transformed into the highest position of the institution of the Censorate (yushitai だい). The Censors of the Former Han period 前漢ぜんかん (206 BCE-8 CE) were practically Vice Counsellors and often took part in important political decisions. The staffs of the Counsellor and Censor were called the "two ministries" (erfu ). The position of Censor often served as a springboard to that of Counsellor. Its nominal salary was 2,000 shi いし "bushels" of grain. All memorials to the throne had to pass the office of the Censor before being processed, and all edicts issued by the emperor were to be countersigned by the Censor before being promulgated and transmitted to the Counsellor and the regional governments. The Censor thus served as a person to check the influence of the Counsellor.

The control of officialdom by the Censor meant that he was allowed to indicate corrupt or illegal practice of each state offial and to interview officials charged of misdoings. His assistant was the Palace Aide to the Censor-in-chief (yushi zhongcheng ちゅうすすむ, or Vice Censor), several attendant censors (shi yushi さむらい) and bandit-suppressing censors (xiuyi yushi 鏽衣, lit. "embroidered-robe censors"). The task of the Vice Censor was to supervise the regional inspectors (cishi 刺史しし) and the regional governors (taishou 太守たいしゅ) and magistrates (ling れい) directly, and to investigate the court officials. He was also to supervise all punishments of state officials. The 15 attendant censors had the main task to indicate misdoings of state officials and to initiate arrest and interviewing of suspects. Bandit-suppressing censors were only appointed in case of need and supervised the suppression of rebellions.

In 8 BCE the office of Censor-in-chief was renamed Grand Minister of Works (da sikong だいつかさそら) and became one of the Three Dukes (sangong 三公みつきみ). Position and salary of the Censor were concurrently raised to a level equal to that of the Counsellor and the Minister of War (da sima だい司馬しば). Between 5 BCE and 1 BCE the office was again given the former name. At the end of the Later Han period かん (25-220 CE), the warlord Cao Cao 曹操そうそう (155-220) abolished the Three Dukes and reinstated the offices of Counsellor and Censor. During the whole Later Han period, the tasks of the Censorate were managed by the Vice Censor, while Censor-in-chief was just a honorific title. For a short time during the Wei period 曹魏 (220-265), the Vice Censor (acting as chief Censor in fact) was called gongzheng みやただし "Rectifier of the palace".

The Northern Wei きたたかし (386-534) called this office zhongwei 中尉ちゅうい "Commandant of the palace". From the Sui period ずい (581-618) on, the Censor-in-chief was reinstated in his former position of head of the Censorate. The Vice Censor was renamed from yushi zhongcheng to yushi dafu. This was no problem because the term and office of yushi dafu had been abolished at the end of the Han period. This means that the nominal Vice Censor who had acted as Censor since that time, was now called by a term corresponding to his real function, namely that of Censor-in-chief. The new Vice Censor was called zhishu shi yushi しょさむらい "secretarial censor", yet the early Tang dynasty とう (618-907) changed this title into the former designation of yushi zhongcheng.

Between 662 and 670 the Censorate (yushitai) was renamed Xiantai けんだい. Empress Wu Zetian 武則たけのりてん (r. 690-704), enacting substantial reforms of the central government, renamed the Censorate Suzhengtai 肅政だい and divided it into two departments (left and right), each headed by a suzheng dafu 肅政大夫たいふ (i. e. the Censor-in-chief) who was assisted by a sixian dafu つかさけん大夫たいふ (i. e. the Vice Censor). The left Censorate controlled the officials in the capital and the metropolitan military officials, while the right Censorate supervised the civilian and military officials in the provinces. These two departments were renamed yushitai in 705, but were only reunited in one single entity in 712.

The Censorate of the Tang empire consisted of three departments, namely the Headquarters Bureau (taiyuan たいいん), the Palace Bureau (dianyuan 殿しんがりいん) and the Investigation Bureau (chayuan 察院). The Headquarters Bureau was headed by four to six attendant censors (shi yushi) who controlled the state officials and interrogated criminals. This bureau also controlled the income and expenditure of the capital granaries (taicang ふとしくら) and the Left Vault (zuocang ひだりぞう) of the Court of the Imperial Treasury (taifusi たい). They were to see to that no illicitly acquired funds (such as ransom pay) entered the state treasury. It was especially the so-called attendant censor of miscellaneous matters (zaduan ざつはし) who practically exercised unrestricted powers. The Palace Bureau was managed by nine palace censors (dianzhong shi yushi 殿中でんちゅうさむらい) who supervised the arrangement of the officials during court audiences (chaoban あさはん) and the imperial regalia (yizhang 儀仗ぎじょう).

Table 1. Staff of the Censorate (yushitai だい) during the Tang period
1 大夫たいふ Censor-in-chief
2 ちゅうすすむ Vice Censors-in-chief
4 さむらい Attendant Censors
1 おも簿 recorder
2 ろくごと record overseers
15 れい clerks
25 しょれい clerical scribes
6 ちんちょう managing clerks
12 てのひらかた subofficial clerks
6 殿中でんちゅうさむらい Palace Censors
8 れい clerks
10 しょれい clerical scribes
10 かん察御 Investigating Censors
34 れい clerks
Source: Tang liudian からろくてん, 13.

Within the capital they oversaw the metropolitan police forces who cared for law and order on the streets and the markets. Generally, members of this bureau also assisted the Headquarters Bureau. The Investigation Bureau was managed by fifteen investigating censors (jiancha yushi かん察御) who controlled all officials and inspected the various provinces, prefectures and districts. They also managed all forms of punishment and jails. In their function of inspectors of the local government they were given several functional titles according to their task, like touring censorial inspector (xun'anshi めぐ按使) when inspecting provincial (dao みち) administration, or postal inspector (guanyishi たてえき使) when inspecting courier stations. They were sent out to inspect booty and war prisoners or military success and failure.

They oversaw the creation of military agro-colonies (tuntian 屯田とんでん) and the production of coins, and some inspectors cared for the pacification of the unruly mountain tribes of the southwest. In the central government, they were especially entrusted with the investigation of the Six Ministries (liubu ろく) and also assisted the Palace Bureau in the management of the imperial regalia. Among all these various tasks, the autonomous impeachment of officials and the exaction of punishment were the most outstanding issues. Officials of the Censorate did not to have to ask for permittance by higher authorities to execute impeachments and were even allowed to impeach their own colleagues. The Censor-in-chief himself was to be investigated by the vice directors (cheng すすむ) of the Imperial Secretariat (shangshusheng 尚書しょうしょしょう), at least in theory.

Legal matters could be brought directly to the court through the Palace Secretariat (zhongshusheng 中書ちゅうしょしょう), supervising secretaries (jishizhong きゅうごとちゅう) and the Censorate, or by submitting a report to the Censorate by putting it in a petition box (ligui 匭). In 648 the Censorate was given a prison of its own. Before that date, prisoners were interrogated and held in the jail of the Court of Judicial Review (dalisi だいてら). All censors were allowed to arrest and put into jail whoever was charged with a crime. This prerogative made the Censorate a powerful tool in the hands of rulers if they wanted to get rid of opponents, and it was a well-used tool during the reign of Empress Wu who entrusted Lai Junchen らいしゅんしん (651-697) with the suppression of her critics.

Although the Censors and their assistants occupied not a very high position in the hierarchy of state officials during the Tang period they wielded great power and had a deep influence on the whole officialdom, but also on financial affairs. The most important persons in this positon were Yuwen Rong 宇文うぶんとおる (d. 730), Yang Shenqin 楊慎矝 (d. 747), Wang Hong おう鉷 (d. 752) and Yang Guozhong 楊國ちゅう (700-756). All mighty officials of the empire concurrently were given the title of assistant censor or Vice Censor. These "outsiders" that not really belonged to the proper staff of the Censorate were called the "Outer Bureau" (waitai そとだい). During the late Tang period, these purely vain titles mushroomed throughout the empire, and virtually all military commissioners (jiedushi 節度せつど使) in the various provinces were concurrently called with the title of Censor. With the decrease of the imperial power after the rebellion of An Lushan やす祿ろくさん (703-757), that of the Censorate also declined. The right to inspect troops had been usurped by the eunuchs that controlled the central government, while the local government was in the hands of the military commissioners (fanzhen はん鎮). In the early 9th century, the Censorate had lost its control over all jurisdictional matters.

While the main Censorate was in the capital Chang'an 長安ながやす (modern Xi'an 西安しーあん, Shaanxi), there was a second Censorate (liutai とめだい) in the eastern capital Luoyang 洛陽らくよう (modern Luoyang, Henan) that was especially useful when Emperor Gaozong とうだかむね (r. 649-683) and Empress Wu Zetian moved the court to that city. With Emperor Zhongzong とうちゅうむね (r. 705-709) returning to Chang'an, the eastern Censorate was gradually dissolved and only rudimentarily staffed.

The Song dynasty そう (960-1279) inherited the structure of the Censorate from the Tang empire, yet there was no yushi dafu and instead, the Vice Censor took over the post of chief censor. His lieutenant was the associate or "general purpose" censor (shi yushi zhi zashi さむらい雜事ざつじ, short zhiza yushi ざつ).

Officials that had just started their career in the Censorate were given the suffix "on probation" (lixing うらぎょう). There were also some auxiliary investigators (tuizhiguan 推直かん) in the Song-period Censorate. Around 1020, the office of Remonstrating Censor (yanshi yushi げんごと, also called jianguan yushi 諫官 or yanshiguan げんごとかん) was created and newly institutionalized in 1045. The traditional separation of censorial functions between remonstrance officials (jianguan 諫官) and surveillance officials (chaguan 察官) became therewith obsolete. In 1080, the former situation was restored, yet the Censorate was rearranged according to the Six Ministries, and six investigation sections (liu'an ろくあん) were created whose staff had to control the officials of the respective ministry as well as the ressorts of other central government agencies that were organised in a similar way with six departments.

The Section for Revenue (hu'an あん) soon also took over the task to control the transport commissioners (zhuanyunshi うたてうん使), and the Section for Justice (xing'an けいあん) supervised the judicial commissioners (tidian xingyu ひさげてんけいごく). The Section was in the beginning headed by three Censors, each heading two resort, but later on a Censor was created for each Section. Three other censors functioned as remonstrating censors controlling the department of the palace library (bishusheng 祕書ひしょしょう or mishusheng 秘書ひしょしょう) and the palace domestic service (neishisheng 内侍ないししょう). In 1084, the associate censors (zhiza yushi) were renamed attendant censors (shiyushi) and the remonstrating censor (yanshiguan) was renamed palace censor (dianzhong shiyushi), as before. The six investigating officials (chaguan) were renamed "investigating censors" (jiancha yushi). The offices on probation and those of auxiliary investigators were given up.

The structure of the Censorate remained in place during the Jin きむ (1115-1234) and Yuan もと (1279-1368) periods.

Table 2. Staff of the Censorate (duchayuan 察院) during the Qing period
1+1 ひだり Left Censor-in-chief, 1 Manchu, 1 Chinese
2+2 ひだりふく Left Vice Censor-in-chief, 2 Manchus, 2 Chinese
1 みぎため總督そうとくけん Right Censor-in-chief, concurrently holding the title of Governor-General
1 みぎふくためじゅんなでかわどう總督そうとくこげうん總督そうとくけん Vice Right Censor-in-chief, concurrently holding the title of Governor, Director-General of the Grand Canal or Director-general of Grain Transport
1+1 經歴けいれき registrars, 1 Manchu, 1 Chinese
1+1 ごと office managers, 1 Manchu, 1 Chinese
10 ふでじょうしき clerks (Manchu bithesi)
六科むじな The Six Offices of Scrutiny
1+1 吏科てのひらしるしきゅうごとちゅう Seal-Holding Supervising Censors of Personnel, 1 Manchu, 1 Chinese
1+1 きゅうごとちゅう Supervising Censors of Personnel
1+1 てのひらしるしきゅうごとちゅう Seal-Holding Supervising Censors of Revenue, 1 Manchu, 1 Chinese
1+1 きゅうごとちゅう Supervising Censors of Revenue
1+1 れいてのひらしるしきゅうごとちゅう Seal-Holding Supervising Censors of Rites, 1 Manchu, 1 Chinese
1+1 きゅうごとちゅう Supervising Censors of Rites
1+1 兵科へいかてのひらしるしきゅうごとちゅう Seal-Holding Supervising Censors of War, 1 Manchu, 1 Chinese
1+1 きゅうごとちゅう Supervising Censors of War
1+1 けいてのひらしるしきゅうごとちゅう Seal-Holding Supervising Censors of Justice, 1 Manchu, 1 Chinese
1+1 きゅうごとちゅう Supervising Censors of Justice
1+1 工科こうかてのひらしるしきゅうごとちゅう Seal-Holding Supervising Censors of Works, 1 Manchu, 1 Chinese
1+1 きゅうごとちゅう Supervising Censors of Works

The Ming dynasty あきら (1368-1644) replaced the title yushi dafu (Censor-in-chief) by duyushi , and that of the yushitai (Censorate) to duchayuan 察院. This was in 1682, when eight Chief Investigating Censors (jiancha du yushi 監察かんさつ) were appointed that toured the twelve provinces (dao みち) of the empire. In each province, 3 to 5 censors took over surveillance of the officialdom. In 1383, the position of the Censor-in-chief was considerably promoted by an increase in rank (from 7A to 3A, soon even 2A). He was supported by two Censors-in-chief (left and right duyushi ), two Vice Censors-in-chief (fu duyushi ふく), four Assistant Censors-in-chief (qian duyushi 僉都), and a staff of registrars (jingli 經歷けいれき) and administrative clerks (zhishi 知事ちじ). Between 1400 and 1402, the name of the Censorate was once more changed from duchayuan to yushifu, yet the Yongle Emperor 永樂えいらくみかど (r. 1403-1424) discarded this renaming when he usurped the throne. In 1425, the provincial censorates were called branch departments of the Censorate (xingzai duchayuan くだりざい察院) and were administratively put side by side with the provincial branches of the Six Ministries. The number of censors in each province was fixed in the next decades, yet the offices could also be taken over concurrently by supreme commanders (zongdu 總督そうとく) or grand coordinators (xunfu めぐなで).

The general structure of the Ming Censorate remained intact during the Qing period きよし (1644-1911).

The imperial Censorate, in existence until the end of the Chinese empire in 1911, was the model for the Control Yuan (jianchayuan 監察かんさついん) of the Republic of China.

Source:
Chen Zhong'an ひねなかやす, Chen Zhen ひね (1992). "Yushitai だい", in Zhongguo da baike quanshu 中國ちゅうごくだい百科全書ひゃっかぜんしょ, Zhongguo lishi 中國ちゅうごく歷史れきし (Beijing/Shanghai: Zhongguo da baike quanshu chubanshe), Vol. 3, 1423-1424.
Wu Rongzeng さかえぞう (1992). "Yushi dafu 大夫たいふ", in Zhongguo da baike quanshu 中國ちゅうごくだい百科全書ひゃっかぜんしょ, Zhongguo lishi 中國ちゅうごく歷史れきし (Beijing/Shanghai: Zhongguo da baike quanshu chubanshe), Vol. 3, 1422-1423.
Yang Zuxi 楊祖まれ (1992). "Duchayuan 察院", in Zhongguo da baike quanshu 中國ちゅうごくだい百科全書ひゃっかぜんしょ, Zhongguo lishi 中國ちゅうごく歷史れきし (Beijing/Shanghai: Zhongguo da baike quanshu chubanshe), Vol. 1, 187-188. Beijing/Shanghai.
Designations according to Charles O. Hucker (1985), A Dictionary of Official Titles in Imperial China (Stanford, Cf.: Stanford University Press).