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zhongshusheng 中書ちゅうしょしょう, the Palace Secretariat

Aug 21, 2017 © Ulrich Theobald

The Palace Secretariat (zhongshusheng 中書ちゅうしょしょう) was one of highest institutions of the central government in early imperial times. It was created during the Former Han period 前漢ぜんかん (206 BCE-8 CE) and abolished by the founder of the Ming dynasty あきら (1368-1644). During the Song そう (960-1279) and Yuan もと (1279-1368) periods, the Palace Secretariat was the core of the central government.

Emperor Wu かんたけみかど (r. 141-87 BCE) of the Han dynasty desired to strengthen his authority. For handling the huge amount of documents, the chief steward for writing (shangshu 尚書しょうしょ) was the crucial person. He forwarded documents to the inner palace with the help of court eunuchs, the so-called palace secretaries (zhong shangshu ちゅう尚書しょうしょ or zhongshu 中書ちゅうしょ), who were concurrently receptionists (yezhe 謁者), and therefore also called *secretary-receptionists (zhongshu yezhe 中書ちゅうしょ謁者). This organization was soon standardized, and transformed into an office, headed by a Secretariat Director (zhongshu ling 中書ちゅうしょれい), who was assisted by a Vice Director (zhongshu puye [!] 中書ちゅうしょ仆射). Both persons had considerable influence on political decisions, as seen in the biographies of the eunuchs Hong Gong 弘恭ひろゆき (d. 47 BCE), Shi Xian せきあらわ (d. 33 BCE) and Lao Liang ろうはり. Emperor Cheng かんなりみかど (r. 33-7 BCE) amended this shortcoming by giving the two posts to state officials instead of to court eunuchs. Yet the influence of the Imperial Secretariat (shangshutai 尚書しょうしょだい) on the central administration persisted.

The warlord Cao Cao 曹操そうそう (155-220), ennobled as king of Wei , created a parallel state structure for his quasi-autonomous kingdom, and took this chance to make a rearrangement concerning the secretariats. He created the post of director of the palace library (bishu ling 祕書ひしょれい), who handled the flow of documents from the chief steward for writing to the emperor. Cao Cao's son, Emperor Wen ぶんみかど (r. 220-226) of the Wei dynasty 曹魏 (220-265), created the Palace Secretariat (zhongshu sheng), which was headed by a Secretariat Supervisor (zhongshu jian 中書ちゅうしょかん) and a Director (zhongshu ling). They were assisted by several *inner secretarial court gentlemen (zhongshu lang 中書ちゅうしょろう). The emperor thus relied on two secretariats, namely the outer Imperial Secretariat (shangshutai), and the inner Palace Secretariat (zhongshusheng). The ranks of the personnel of the Palace Secretariat were lower than that of the Imperial Secretariat, but the former worked closer with the emperor, and therefore had some influence on the sovereign, even more as the Palace Secretariat took over the drafting of edicts (zhaoling みことのりれい) – and thus also over the content.

With the creation of the Palace Secretariat by Cao Cao, the paperwork of the central government was thus organized in the Three Departments (sansheng 三省みつよし), namely the Palace Secretariat (zhongshusheng), the Imperial Secretariat (shangshusheng 尚書しょうしょしょう), and the Chancellery (menxiasheng 門下もんかしょう). This arrangement was imitated by the Jin dynasty すすむ (265-420), and the Southern and Northern Dynasties 南北なんぼくあさ (300~600), with the only exception of the Northern Zhou きたあまね (557-581), who did not use the institution of the Palace Secretariat.

The relation with the imperial library was terminated by Emperor Hui すすむめぐみみかど (r. 290-306) of the Jin dynasty. He also liberated the Palace Secretariat from the work of compiling the imperial diaries (qijuzhu 起居ききょちゅう) and historiographical records, a work carried out by an editorial director (zhuzuolang 著作ちょさくろう). The drafting of public documents was realized by a court gentleman with the title of tongshilang 通事つうじろう (lit. "transmission officer"), who was instructed in oral consultation with the Director. In earlier times the drafting of documents had been realized by the Directors themselves. Important edicts therefore came from the hand of Liu Fang りゅう (d. 250) during the Wei or Zhang Hua ちょうはな (232-300) during the Western Jin period 西にしすすむ (265-316). During the Eastern Jin period あずますすむ (317-420), these reception and issuance of documents was transferred to the Department of Scholarly Counsellors (sanjisheng しょう) and the Western Department (xisheng 西にししょう) under the Chancellery, and the posts of the Palace Secretariat were left vacant.

The Southern Dynasties 南朝なんちょう (420-589) revived the Palace Secretariat. The post of Director was often filled by princes or members of high-ranking families, and the composition of edicts was therefore carried out by some retainers of them. From the Southern Dynasties period on this duty therefore fell in the hands of the drafters. Many of them came from families of lower status. This changed the power structure and created new channels of influence on court politics. Zhou She しゅうしゃ (469-524) or Zhu Yi しゅこと (483-549), for instance, were drafters which had considerable weight on the decisions of Emperor Wu りょうたけしみかど (r. 502-549) of the Liang dynasty りょう (502-557). Close to the end of the Southern Dynasties period, the position of Director was just a honorific one.

The situation was different in the Northern Dynasties 北朝ほくちょう (386~581). Directors like Gao Yun だかまこと (390-487), Gao Lü だか閭 (d. 502), Xing Shao 邢邵 (496-561) or Wei Shou おさむ (507-572) were also professional writers. The duties of the Palace Secretariat and its prevalence over the Imperial Secretariat changed over time and depended from the preferences of each individual emperor. In some cases, the Secretariat was even responsible for court entertainment and judicial supervision.

The Sui dynasty ずい (581-618) and the early Tang dynasty とう (618-907) called the Palace Secretariat neishisheng 內史しょう or neishusheng 內書しょう. Emperor Gaozong から高祖こうそ (r. 618-626) used the term "Western Terrace" (xitai 西臺にしだい) for it, Empress Wu 武則たけのりてん (regent 684-690, ruler 690-704) called it "Phoenix Tower" (fengge おおとりかく), and Emperor Xuanzong からげんむね (r. 712-755) chose the name "Department of the Purple Mystery" (ziweisheng むらさきほろしょう).

The Sui dynasty replaced the Secretariat Supervisor by a second Director, called zhongshu ling, neishi ling 內史れい, ziwei ling むらさきほろれい (temporary use only) or youxiang みぎしょう "right counsellor". The court gentlemen were from the Sui period on also known as zhongshu shilang 中書ちゅうしょさむらいろう.

The Tang reduced the number of court gentlemen from four to two. They were assisted by several drafters (zhongshu sheren 中書ちゅうしょ舍人とねり) and secretarial receptionists (tongshi sheren 通事つうじ舍人とねり, also called tongshi yezhe 通事つうじ謁者). The Sui introduced the lower office of imperial diarist (qiju sheren 起居ききょ舍人とねり) for the compilation of the imperial diary, and the Tang added to these the posts of right rectifier of omissions (you buque みぎ闕) and right reminder (you shiyi みぎ拾遺しゅうい; the corresponding "left" persons worked in the Chancellery), who were responsible for critical proof-reading of documents.

The duty of the Palace Secretariat was to read incoming memorials to the throne, to answer questions by the emperor, and to draft the ruler's reactions, i.e. imperial edicts. From the Tang period on, the drafters also took over the duty to ask critical questions if cases were difficult to decide. The secretarial receptionist cared for the communication of documents inside the palace and the summoning of state officials to be interviewed.

Under the Sui dynasty, some Directors or Vice Directors even acted concurrently as Counsellors-in-Chief (zaixiang 宰相さいしょう), and during the Tang, the Director was master of court assemblies, and thus also controlled the Counsellor. Many Counsellors started their career in the Palace Secretariat.

It was common use that political decisions were deliberated in the Administration Chamber (zhengshitang 政事せいじどう). During these conferences the emperor consulted with the two directors of the Palace Secretariat and the heads of the Imperial Secretariat and the Chancellery. The function of this committee was to give counsels the emperor (zaixiang 宰相さいしょう). The court gentlemen also participated in in consultations. The lowest stratum of the Secretariat's staff were secretaries (zhushu おもしょ), scribes (zhushi 主事しゅじ), clerks (lingshi れい), clerical scribes (shulingshi しょれい), *writers (nengshu 能書のうがき), translators (fanshu yiyu しげるしょ譯語やくご), mounted couriers (chengyi えき), proclamation carriers (chuanzhi つてせい), managing clerks (tingzhang ちんちょう), clerks (zhanggu てのひらかた), case makers (zhuang zhichijiang そうせい敕匠), case repairers (xiubu zhichijiang 修補しゅうほせい敕匠), envelope keepers (zhanghan てのひらはこ), file clerks (zhang'an てのひらあん), etc.
Table 1. Staff of the Palace Secretariat (Tang period)
中書ちゅうしょれい zhongshu ling Directors of the Palace Secretariat 2
中書ちゅうしょさむらいろう zhongshu shilang Court Gentlemen (Vice Directors) of the Palace Secretariat 2
中書ちゅうしょ舍人とねり zhongshu sheren Drafters of the Palace Secretariat 6
おもしょ zhushu secretaries 4
主事しゅじ zhushi scribes 4
れい lingshi clerks 25
しょれい shulingshi clerical scribes 50
つてせい chuanzhi proclamation carriers 10
ちんちょう tingzhang managing clerks 18
てのひらかた zhanggu clerks 24
修補しゅうほせい敕匠 xiubu zhichijiang case repairers 50
てのひらはこ zhanghan envelope keepers 20
てのひらあん zhang'an file clerks 20
みぎつねさむらい you sanji changshi right cavaliers attendant-in-ordinary 2
みぎ you buque right rectifiers of omissions 2
みぎ拾遺しゅうい you shiyi right reminders 2
起居ききょ舍人とねり qiju sheren diarists 2
通事つうじ舍人とねり tongshi sheren receptionists 16
Source: Tang liudian からろくてん, 9

In the second half of the Tang period, the factual power fell into the hands of local military commissioners (fanzhen はん鎮). Some of them were granted the honorific title of Director or Vice Director of the Palace Secretariat, in order to give them a higher status. In consequence, this custom deprived the title of Director of its real value. At the same time, the Hanlin Academy 翰林院かんりんいん gained importance as an institution where court documents were processed. Documents were drafted by Hanlin academicians (Hanlin xueshi 翰林かんりん學士がくし), which had an excellent education in language and literature. The Hanlin Academy, and clerks in the newly created eunuch Palace Secretariat (shumiyuan 樞密院すうみついん, founded in 765) step by step eclipsed the drafters of the Palace Secretariat. The novel institutions allowed the emperor to issue edicts without prior consultation of the secretariats in the Administration Chamber.

When the Song dynasty そう (960-1279) was founded, the Palace Secretariat was deprived of its status and became an institution outside the imperial palace, like the Chancellery. Its function was reduced to the processing of certain less important documents, like memorials presented on a special occasion (cewen さつぶん), resubmitted documents (fuzou くつがえそう) or lists of official examinations (kaozhang こうちょう).

The office of the Counsellor-in-Chief was called Secretariat-Chancellery (zhongshu menxia 中書ちゅうしょ門下もんか, short zhongshu 中書ちゅうしょ) or Administration Chamber (zhengshitang). It was located inside the Imperial Palace, and had nothing to do with the former Palace Secretariat. The latter had no director any more, and even the title of drafter (jilu guan よせ祿ろくかん) was purely honorific. Their duty was taken over by the drafters (zhizhigao せい誥) of the new Document Drafting Office (sherenyuan 舍人とねりいん).

A reform during the Yuanfeng reign-period もとゆたか (1078-1085) divided the Secretariat-Chancellery into three departments, and thus restored the original situation, in which the Palace Secretariat received edicts of the emperor, the Chancellery processed resubmitted documents, and the Department of State Affairs acted as executing agency. The original functions were restored and the Document Drafting Office transformed into the Secretariat Rear Section (zhongshu housheng 中書ちゅうしょしょう). The post of Director (zhongshu ling) remained just honorific, and the guidance of the Palace Secretariat was taken over by the Right Vice Director of the Imperial Secretariat (shangshu you puye 尚書しょうしょみぎ仆射, also called youcheng みぎすすむ), who was concurrently Court Gentleman of the Palace Secretariat (zhongshu shilang 中書ちゅうしょさむらいろう). A second Court Gentleman of the Palace Secretariat managed the institution and took part in court consultations. The Rear Section was managed by one of the Secretariat Drafters (zhongshu sheren). The Left Vice Director (zuo puye ひだり仆射, also called zuocheng ひだりすすむ) and Court Gentleman of the Chancellery (menxia shilang 門下もんかさむらいろう) acted concurrently as Counsellor-in-Chief. Decisions in policy were made by the Counsellor, before the respective edicts and documents were drafted and issued.

The increasing involvement of the secretariats into the decision of political affairs can be seen in the creation of eight new sections (fang ぼう) that reflected the Six Ministries (liubu ろく): the sections for personnel (lifang 吏房), revenue (hufang ぼう), military and rites (bing-lifang へいれいぼう, later separated), justice (xingfang けいぼう), and works (gongfang 工房こうぼう), as well as the secretary's office (zhushifang 主事しゅじぼう, reception of letters, later called kaichifang ひらき拆房), the section for personnel registers (banbufang はん簿ぼう), and finally the proclamations archive (zhichiku せい敕庫). Around 1090 two new sections were created, namely the expediting office (cuiqufang 催驅ぼう) and the office of inspection (dianjianfang 點檢てんけんぼう).

During the Southern Song period みなみそう (1127-1279), the Palace Secretariat was again merged with the Chancellery. The Right Vice Director, concurrently Court Gentleman of the Palace Secretariat, was called Counsellor to the Right (you chengxiang みぎ丞相じょうしょう), and the term zhongshu shilang was changed to Vice Grand Counsellor (can zhizhengshi まいり政事せいじ).

In the Liao empire りょう (907-1125), the people of the Kitans dominated their Chinese subjects. The central administration was divided into two spheres, the Chinese one, and the Kitan one. For the organization of the latter, the Liao dynasty created a structure similar to the three Chinese departments. The Palace Secretariat was in the beginning called Department of Administration (zhengshisheng 政事せいじしょう). Its structure was the same as in the early Tang-period model. The posts of Director, Vice Director, and the drafters, were mostly held by Chinese.

The Jurchens, founders of the Jin dynasty きむ (1115-1234), chose a mixture of the Tang and the Song systems. Accordingly, the post of Director of the Palace Secretariat was occupied by the Right Counsellor of the Imperial Secretariat (shangshu you chengxiang 尚書しょうしょみぎ丞相じょうしょう). This person was subordinated to the Counsellor-in-Chief. The paperwork was not done by drafters, but by academicians. Emperor Wanyan Liang かんがおあきら (r. 1149-1160), Prince of Hailing うみりょうおう, therefore abolished the more or less vain institutions of the Palace Secretariat and the Chancellery, but retained the Imperial Secretariat as the highest institution of the state bureaucracy.

The Mongols had a particular kind of central administation. It stood under the guidance of a "seal holder", daruγがんまači (Ch. daluhuachi いたる魯花あか), who was responsible for administration and taxation. Paperwork was organized by scribes, bičikeči (biduchi 必闍あか). These were to master not just the Mongolian language, but also Uyghurian, Chinese and Persian. Their expertise corresponded to the growing need to specialize the administration of the territory Činggis Qaɣan (c. 1155-1227) had conquered, and they had influence on political decisions.

In 1231, during Ögödei's (r. 1229-1241) campaign to conquer Yunzhong くもちゅう (today's Datong 大同だいどう, Shanxi), the Mongols learned more about the central administration of the Jurchen empire. The scribes Yelü Chucai 耶律すわえざい (1190-1244), Nianhe Zhongshan ねばごう重山かさねやま (d. 1238) and Zhenhai 鎮海 were made Director, Left Counsellor (zuo chengxiang), and Right Counsellor (you chengxiang), respectively, of the Palace Secretariat, and the staff of scribes was transformed into that of regular drafters of the Secretariat.

In 1260 Qubilai Qaɣan (r. 1260-1294) decided to adopt the Chinese institution of the Palace Secretariat as the central administrative office. The Imperial Secretariat was abolished in 1292 (revived 1309-1311). The structure followed the model of the Jin empire. The post of Director was filled by an imperial prince, or left vacant. The real work was done by a left and right counsellor (you chengxiang, zuo chengxiang, the former being senior to the latter, unlike in China, where left was over right), or just by the Right Counsellor. The next level of officials were four managers of governmental affairs (pingzhang zhengshi たいらあきら政事せいじ) and a right and left aide (you cheng みぎすすむ, zuo cheng ひだりすすむ). This group of officials was called "state counsellors" (zaizhi おさむ). Below these persons, there were four consultants in the Secretariat (canyi zhongshusheng shi 參議さんぎ中書ちゅうしょしょうごと) who were responsible for the paperwork, but also took part in decisions. The two sections, left and right, were further supported by directors (langzhong ろうちゅう), vice directors (yuanwailang 員外いんがいろう) and office managers (dushi ごと). The Palace Secretariat controlled the Six Ministries and was thus also structurally the heart of the government.

In the course of the conquest of China, the Mongols created mobile Palace Secretariats (xing zhongshusheng くだり中書ちゅうしょしょう) which took over the administration of certain regions of the empire. The regions of what is today Shandong, Shanxi, Hebei and Inner Mongolia were directly subordinated to the central Palace Secretariat. From these institutions, the provinces (sheng しょう) evolved after the foundation of the Ming dynasty.

The Ming took over the Yuan system, but in 1380, Emperor Taizu 明太めんたい (r. 1368-1398), suspicious about the loyalty of Counsellor Hu Weiyong えびすおもんみいさお (d. 1380), decided to abolish the Palace Secretariat altogether, and had all institutions directly subordinated to the emperor's power. The Secretariat was never revived, but its functions were later replaced by other institutions, like the Hanlin Academy, or the Grand Secretariat (neige 内閣ないかく).

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