Conquest dynasty

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A conquest dynasty (Chinese: 征服せいふく王朝おうちょう; pinyin: Zhēngfú Wángcháo) in the history of China refers to a Chinese dynasty established by non-Han ethnicities which ruled parts or all of China proper, the traditional heartland of the Han people, and whose rulers may or may not have fully assimilated into the dominant Han culture.

Concept[edit]

The term "conquest dynasty" was coined by the German-American sinologist Karl August Wittfogel in his 1949 revisionist history of the Liao dynasty (916–1125). He argued that the Liao, as well as the Jin (1115–1234), Yuan (1271–1368), and Qing (1636–1912) dynasties of China were not really "Chinese", and that the ruling families did not fully assimilate into the dominant Han culture.[1] The "conquest dynasty" concept was warmly received by mostly Japanese scholars such as Otagi Matsuo, who preferred to view these dynasties in the context of a "history of Asia" rather than a "history of China". Alternative views to the concept of "conquest dynasty" from American sinologists include Owen Lattimore's idea of the steppe as a "reservoir", Wolfram Eberhard's concept of a "superstratification" of Chinese society with nomadic peoples, and Mary C. Wright's thesis of sinicization. Among historians, the labelling of "conquest dynasties" has proven to be controversial, especially when using such characterization on dynasties such as the Jin.[2]

Scope of China (Zhongguo)[edit]

In the English language, "Zhongguo ren" (中國人ちゅうごくじん; "People of China") is frequently confused and conflated with "Han ren" (漢人かんど; "Han people").[3]

Dynasties of ethnic Han origin only used "Zhongguo" (中國ちゅうごく; "Middle Kingdom") to explicitly refer to Han areas of their empire.[4] The Ming dynasty used Zhongguo to refer to only Han areas of the empire, excluding areas populated by ethnic minorities under Ming rule from the definition.[5]

The Xianbei-led Northern Wei referred to itself as "Zhongguo" and claimed yogurt as a food of Zhongguo.[6] Similarly, the Jurchen-led Jin dynasty referred to itself as "Zhongguo".[7]

In 1271, Kublai Khan proclaimed the Yuan dynasty with the official name "Great Yuan" (大元おおもと) and claimed succession from former Chinese dynasties from the Three Sovereigns and Five Emperors up to the Tang dynasty.

Qing emperors referred to all subjects of the Qing dynasty regardless of their ethnicity as "Chinese" (中國ちゅうごくこれにん), and used the term "Zhongguo" as a synonym for the entire Qing Empire while using "neidi" (内地ないち; "inner regions") to refer only to the core area (or China proper) of the empire. The Qing Empire was viewed as a single multi-ethnic entity.[8][9]

The Qing emperors governed frontier non-Han areas in a separate administrative system under the Lifan Yuan. Nonetheless, it was the Qing emperors who expanded the definition of Zhongguo and made it "flexible" by using that term to refer to the entire empire. Zhongguo was also used by the Qing Empire as an endonym in diplomatic correspondence. However, some Han subjects criticized their usage of the term and used Zhongguo only to refer to the seventeen provinces of China and three provinces of the east (Manchuria), excluding other frontier areas.[10] Han literati who remained loyal to the Ming dynasty held to defining the old Ming borders as "China" and used the term "foreigner" to describe ethnic minorities under Qing rule, such as the Mongols, as part of their anti-Qing ideology.[11] As the territorial borders of the Qing Empire were fixed through a series of treaties with neighboring foreign powers, it was able to inculcate in the Qing subjects a sense that China included areas such as Mongolia and Tibet due to educational reforms. Specifically, the educational reform made it clear where the borders of the Qing Empire were, even if Han subjects did not understand how the Chinese identity included Mongols and Tibetans or understand what the connotations of being "Chinese" were.[12]

In an attempt to portray different ethnicities as part of one family ruled by the Qing dynasty, the phrase "Zhongwai yijia" (中外ちゅうがい一家いっか; "interior and exterior as one family") was used to convey the idea of the "unification" of different ethnic groups.[13] After conquering China proper, the Manchus identified their state as "China" (中國ちゅうごく; Zhōngguó; "Middle Kingdom"), and referred to it as "Dulimbai Gurun" in the Manchu language (Dulimbai means "central" or "middle", while gurun means "nation" or "state"). The emperors labelled the lands of the Qing Empire (including present-day Northeast China, Xinjiang, Mongolia, Tibet, and other areas) as "China" in both the Chinese and Manchu languages. This effectively defined China as a multi-ethnic state, thereby rejecting the idea that "China" only meant Han-populated areas. The Qing emperors proclaimed that both Han and non-Han ethnic groups were part of "China". They also used both "China" and "Qing" to refer to their state in official documents, international treaties (the Qing Empire was known internationally as "China"[14] or the "Chinese Empire"[15]), and foreign affairs. The "Chinese language" (Dulimbai gurun i bithe) included Chinese, Manchu, Mongol, and Tibetan languages, while the "Chinese people" (中國ちゅうごくこれにん; Zhōngguó zhī rén; Manchu: Dulimbai gurun i niyalma) referred to all subjects of the Qing Empire.[16]

In the 1689 Treaty of Nerchinsk, the term "China" (Dulimbai Gurun; Zhongguo) was used to refer to the Qing territories in Manchuria in both the Manchu and Chinese language versions of the treaty. Additionally, the term "the wise Emperor of China" was also used in the Manchu version of the treaty.[17]

The Qianlong Emperor rejected the earlier idea that only the Han people could be subjects of China and only Han lands could be considered as part of China. Instead, he redefined China as being multi-ethnic, saying in 1755 that "there exists a view of China (Zhongxia; ちゅうなつ), according to which non-Han peoples cannot become China's subjects and their lands cannot be integrated into the territory of China. This does not represent our dynasty's understanding of China, but is instead a view of the earlier Han, Tang, Song, and Ming dynasties."[4] The Qianlong Emperor rejected the views of ethnic Han officials who claimed that Xinjiang was not part of China and that he should not annex it, putting forth the argument that China was multi-ethnic and did not just refer to Han areas.[18]

When the Qing conquered Dzungaria, they proclaimed that the new land which formerly belonged to the Oirat-led Dzungar Khanate was now absorbed into China (Dulimbai Gurun) in a Manchu language memorial.[19][20][21]

The Yongzheng Emperor spoke out against the claim by anti-Qing rebels that the Qing dynasty were only the rulers of the Manchus and not of China, saying "The seditious rebels claim that we are the rulers of Manchus and only later penetrated central China to become its rulers. Their prejudices concerning the division of their and our country have caused many vitriolic falsehoods. What these rebels have not understood is the fact that it is for the Manchus the same as the birthplace is for the people of the Central Plain. Shun belonged to the Eastern Yi, and King Wen to the Western Yi. Does this fact diminish their virtues?" (ざい逆賊ぎゃくぞくとういい本朝ほんちょう以滿しゅうきみにゅうため中國ちゅうごくおも,妄生此疆かれかいわたしとげため訕謗詆譏せつみみ不知ふち本朝ほんちょうため滿まんしゅうなお中國ちゅうごくゆうせきつらぬけしゅんため東夷あずまえびすこれにんぶんおうため西にし夷之えびすのじん,曾何そん聖德せいとく乎?)[22]

According to scholar Sergius L. Kuzmin of the Russian Academy of Sciences, despite the Qing dynasty's usage of the term "China", these empires were known officially by their respective dynastic name. Non-Han peoples considered themselves as subjects of the Yuan and Qing empires and did not necessarily equate them to "China". This resulted from different ways of the Yuan and Qing legitimization for different peoples in these empires.[23][24] Qing emperors were referred to as "Khagan of China" (or "Chinese khagan") by their Turkic Muslim subjects (now known as the Uyghurs),[25] as "Bogda Khan" or "(Manchu) Emperor" by their Mongol subjects, and as "Emperor of China" (or "Chinese Emperor") and "the Great Emperor" (or "Great Emperor Manjushri") by their Tibetan subjects, such as in the 1856 Treaty of Thapathali.[26][27][28] It is pointed out that Tibetan subjects regarded the Qing as Chinese, unlike the Yuan which was founded by Mongols.[29] According to Kuzmin, the Liao, Jin, Yuan and Qing were multi-national empires led by non-Chinese peoples to whom the conquered China or its part was joined.[30] Nevertheless, American historian Richard J. Smith points out "China proper" (often designated 内地ないち meaning "inner territory" in Chinese) refers to the core eighteenth provinces of the Qing dynasty, but from a Manchu perspective, however, the concept of “China” (Chinese: Zhongguo; Manchu: Dulimbai Gurun) embraced the entire empire, including Manchuria, Mongolia, Xinjiang, and Tibet.[31]

The modern territorial claims of both the People's Republic of China, based in Beijing, and the Republic of China, based in Taipei, are derived from the territories that were held by the Qing dynasty at the time of its demise.[32][33][34] The nationalistic concept of the Zhonghua minzu (Chinese nation) also traces its roots to the multiethnic and multicultural nature of the Qing Empire.

Criticism[edit]

Certain traits assigned by past scholars to "conquest dynasties" to distinguish them from "native" dynasties may not have been so distinguishing. An example is the "royal hunt",[further explanation needed] which, according to David M. Robinson, "originated in China in a complex legacy of venerable Central Plain polities of high antiquity."[35]

The Chinese Communist Party (CCP) under Xi Jinping rejected the concept because it could encourage separatist sentiments in Tibet and Xinjiang.[36] The CCP has forced historians to rewrite an official "Qing History" tome so that it aligns better with Xi Jinping Thought.[36] Pamela Kyle Crossley of Dartmouth College stated that "[a]ccording to Xi Jinping, there have been no conquests in Chinese history. Only happy unifications with people aspiring to be Chinese."[36]

List of non-Han dynasties[edit]

This list includes only the major dynasties of China ruled by non-Han ethnicities, there were many other such dynastic regimes that ruled an area historically or currently associated with "China" not shown in this list. Also, not all non-Han regimes are seen as conquest dynasties, and many of them are actually considered as "infiltration dynasties".

Ethnicity Conquest dynasty Period of rule Territorial extent
Xianbei
鮮卑
Tuyuhun
吐谷渾
284–670 CE Parts of China proper
Former Yan
ぜんつばめ
337–370 CE
Later Yan
こうつばめ
384–409 CE
Western Qin
西にししん
385–400 CE, 409–431 CE
Southern Liang
みなみすずか
397–414 CE
Southern Yan
みなみつばめ
398–410 CE
Dai
だい
310–376 CE
Duan Qi
だんひとし
350–356 CE
Western Yan
西燕にしつばめ
384–394 CE
Northern Wei
きたたかし
386–535 CE
Eastern Wei
あずまたかし
534–550 CE
Western Wei
西にしたかし
535–557 CE
Northern Zhou
きたあまね
557–581 CE
Di
Chouchi
かたき
296–371 CE, 385–443 CE
Cheng-Han
なりかん
304–347 CE
Former Qin
ぜんはた
351–394 CE
Later Liang
こうりょう
386–403 CE
Xiongnu
匈奴きょうど
Han-Zhao
かんちょう
304–329 CE
Northern Liang
きたすずか
397–439 CE
Hu Xia
えびすなつ
407–431 CE
Xu
もと
618–619 CE
Jie
Later Zhao
こうちょう
319–351 CE
Hou Han
ほうかん
551–552 CE
Qiang
Later Qin
こうはた
384–417 CE
Dingling
ちょうれい
Zhai Wei
翟魏
388–392 CE
Sogdian
あわとく[37]
Former Yan
ぜんつばめ
756–759 CE
Göktürk
突厥
Later Yan
こうつばめ
759–763 CE
Shatuo
すな
Former Jin
ぜんすすむ
907–923 CE
Later Tang
こうとう
923–937 CE
Later Jin[38]
こうすすむ
936–947 CE
Later Han[39]
こうかん
947–951 CE
Northern Han
きたかん
951–979 CE
Khitan
ちぎり
Liao dynasty
りょうあさ
916–1125 CE
Dongdan
ひがし
926–936 CE
Northern Liao
きたりょう
1122–1123 CE
Western Liao
西にしりょう
1124–1218 CE
Eastern Liao
あずまりょう
1213–1269 CE
Later Liao
こうりょう
1216–1219 CE
Baiman
しろ
Dali
だい
937–1094 CE, 1096–1253 CE
Dazhong
大中おおなか
1094–1096 CE
Tangut
とうこう
Western Xia
西にしなつ
1038–1227 CE
Shun dynasty
じゅんあさ
1644–1646 CE
Jurchen
おんなしん
Jin dynasty
かねあさ
1115–1234 CE
Eastern Xia
ひがしなつ
1215–1233 CE
Later Jin
後金あときん
1616–1636 CE
Mongol
こうむふる
Yuan dynasty
元朝がんちょう
1271–1368 CE All of China proper
Northern Yuan
北元きたもと
1368–1635 CE Parts of China proper
Manchu
滿まんしゅう
Qing dynasty
清朝せいちょう
1636–1912 CE All of China proper

See also[edit]

References[edit]

Citations[edit]

  1. ^ Crossley, Pamela Kyle (December 1985). "An Introduction to the Qing Foundation Myth". Late Imperial China. 6 (2): 13–24. doi:10.1353/late.1985.0016. ISSN 1086-3257.
  2. ^ Tao, Jing-shen. The Jurchen in Twelfth-Century China: A Study of Sinicization. University of Washington Press. pp. xi–x.
  3. ^ Liu 2004, p. 266.
  4. ^ a b Zhao 2006, p. 4.
  5. ^ Jiang 2011, p. 103.
  6. ^ Scott Pearce; Audrey G. Spiro; Patricia Buckley Ebrey (2001). Culture and Power in the Reconstitution of the Chinese Realm, 200-600. Harvard Univ Asia Center. pp. 22–. ISBN 978-0-674-00523-5.
  7. ^ Patricia Buckley Ebrey; Anne Walthall; James B. Palais (2013). East Asia: A Cultural, Social, and Political History, Volume I: To 1800. Cengage Learning. pp. 138–. ISBN 978-1-111-80815-0.
  8. ^ Elena Barabantseva (2010). "Overseas Chinese, Ethnic Minorities and Nationalism: De-Centering China (2010) (pages 20-22)". New York: Routledge. Archived (PDF) from the original on 2022-08-16.
  9. ^ Yuan-kang WANG (May 2013). "Managing Hegemony in East Asia: China's Rise in Historical Perspective" (PDF). Western Michigan University. Archived (PDF) from the original on 2022-04-10.
  10. ^ Esherick 2006, p. 232.
  11. ^ Mosca, Matthew W. (December 2011). "The Literati Rewriting of China in the Qianlong-Jiaqing Transition". Late Imperial China. 32 (2): 89–132. doi:10.1353/late.2011.0012. ISSN 1086-3257.
  12. ^ Esherick 2006, p. 251.
  13. ^ Elliott & Chia (2004), pp. 76–77.
  14. ^ Treaty of Nanking. 1842.
  15. ^ McKinley, William. "Second State of the Union Address". 5 Dec. 1898.
  16. ^ Zhao (2006), pp. n 4, 7–10, and 12–14.
  17. ^ Zhao (2006), pp. 8 and 12.
  18. ^ Zhao 2006, pp. 11-12.
  19. ^ Dunnell 2004 Archived 2023-04-11 at the Wayback Machine, p. 77.
  20. ^ Dunnell 2004 Archived 2023-04-11 at the Wayback Machine, p. 83.
  21. ^ Elliott 2001 Archived 2023-04-11 at the Wayback Machine, p. 503.
  22. ^ Yongzheng Emperor. 大義たいぎさとし迷錄 [Record of how great righteousness awakens the misguided], 近代きんだい中國ちゅうごく史料しりょうくさむらかん [Collection of materials on modern Chinese history] (Taipei: 文海ぶんかい出版しゅっぱんしゃ, 1966), vol. 36, 351–2, 1: 2b–3a.
  23. ^ Kuzmin, Sergius L. "Dmitriev, S.V. and Kuzmin, S.L. 2012. What is China? The Middle State in historical myth and real policy, Oriens (Moscow), no 3, pp. 5-19". Archived from the original on 2022-02-12. Retrieved 2015-02-08.
  24. ^ Kuzmin, Sergius L. "Dmitriev, S.V. and Kuzmin, S.L. 2014. Qing Empire as China: anatomy of a historical myth, Oriens (Moscow), no 1, pp. 5-17". Archived from the original on 2017-03-17. Retrieved 2015-02-08.
  25. ^ Onuma, Takahiro (2014). "The Qing Dynasty and Its Central Asian Neighbors". Saksaha: A Journal of Manchu Studies. 12 (20220303). doi:10.3998/saksaha.13401746.0012.004. Archived from the original on September 19, 2023. Retrieved September 17, 2023.
  26. ^ "Treaty between Tibet and Nepal, 1856 (translation)" (PDF). Archived (PDF) from the original on 2023-08-26. Retrieved 2023-09-03.
  27. ^ Bell, Charles (1992). Tibet Past and Present. Motilal Banarsidass. p. 278. ISBN 9788120810679. Archived from the original on 2023-10-29. Retrieved 2023-10-30.
  28. ^ Dunnell, Ruth (2004). New Qing Imperial History: The Making of Inner Asian Empire at Qing Chengde. Taylor & Francis. p. 124. ISBN 9781134362226.
  29. ^ Santa Barbara, "A Union of Religion and Politics: The Tibetan Regency of Ngawang Tsültrim", Page 18
  30. ^ Kuzmin, Sergius L.; Dmitriev, Sergey. "Dmitriev, S.V. and Kuzmin, S.L. 2015. Conquest Dynasties of China or Foreign Empires? The Problem of Relations between China, Yuan and Qing, International J. Central Asian Studies, vol. 19, pp. 59-91". Archived from the original on 2018-09-21. Retrieved 2016-06-11.
  31. ^ Smith, Richard J. (2015). The Qing Dynasty and Traditional Chinese Culture. Lantham, Boulder, New York and London: Rowman and Littlefield. p. 448. ISBN 9781442221925.
  32. ^ Esherick, Joseph; Kayali, Hasan; Van Young, Eric (2006). Empire to Nation: Historical Perspectives on the Making of the Modern World. Rowman & Littlefield Publishers. p. 245. ISBN 9780742578159.
  33. ^ Zhai, Zhiyong (2017). 憲法けんぽうなん以中こく. City University of HK Press. p. 190. ISBN 9789629373214.
  34. ^ Gao, Quanxi (2016). 政治せいじ憲法けんぽうあずか未來みらいけんせい. City University of HK Press. p. 273. ISBN 9789629372910.
  35. ^ Roger des Forges, (Review) Archived 2016-10-07 at the Wayback Machine Journal of Chinese Studies No. 60 – (January 2015) pp. 302-303.
  36. ^ a b c Wong, Chun Han. "Xi Jinping's Historians Can't Stop Rewriting China's Imperial Past". The Wall Street Journal. Archived from the original on 2024-03-23. Retrieved 2024-03-23.
  37. ^ An Lushan's father was of Sogdian and his mother was of Göktürk origin.
  38. ^ Wudai Shi ch. 75. きゅうだい/まき75  (in Chinese) – via Wikisource.{{citation}}: CS1 maint: numeric names: authors list (link) Considering the father was originally called Nieliji without a surname, the fact that his patrilineal ancestors all had Chinese names here indicates that these names were probably all created posthumously after Shi Jingtang became a "Chinese" emperor. Shi Jingtang actually claimed to be a descendant of Chinese historical figures Shi Que and Shi Fen, and insisted that his ancestors went westwards towards non-Han Chinese area during the political chaos at the end of the Han dynasty in the early 3rd century.
  39. ^ According to Old History of the Five Dynasties, vol. 99, and New History of the Five Dynasties, vol. 10. Liu Zhiyuan was of Shatuo origin. According to Wudai Huiyao, vol. 1 Liu Zhiyuan's great-great-grandfather Liu Tuan (りゅう湍) (titled as Emperor Mingyuan posthumously, granted the temple name of Wenzu) descended from Liu Bing (りゅう昞), Prince of Huaiyang, a son of Emperor Ming of Han

Sources[edit]